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Capital at risk. The value of investments and the income from them can fall as well as rise and are not guaranteed. Investors may not get back the amount originally invested.

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Due to the introduction of the Financial Services Act (FinSA) and the Financial Institutions Act (FinIA), portfolio managers that manage client assets (formerly known as “independent asset managers”) are required to obtain FINMA authorisation and apply for supervision by a supervisory organisation.
Please confirm whether you have obtained this authorisation or are currently in the process of obtaining this authorisation.

Confirmation

We hereby confirm that: *

We are affiliated to a supervisory organisation (SO) and we applied for a FINMA authorisation by 31 December 2022 in consideration of the provisions defined in Article 74 para 2 of the FinIA. However, FINMA approval is still pending.

OR
We are affiliated to a supervisory organisation (SO) and we are FINMA authorised in consideration of the provisions defined in Article 74 para 2 of the FinIA.

OR
OTHER: Due to our business model we are not required to obtain a FINMA authorisation, but we do qualify as professional client as defined in Art. 4 para 3 of the FinSA.

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